Baird

Other Brokers

Contact:	Shaun Dobson
Address:	777 East Wisconsin Avenue P.O. Box 0672 Milwaukee 53201 -0672
Tel:
Website:	www.rwbaird.com
Nominated Broker:	yes
Companies represented on first admission:	4
Number involved in new issue to raise funds:	8
Industry sector preferences:	Healthcare; Media; Retail; Sports & Leisure; Support Services; Technology
In-house industry sector analysts:	Yes
Geographical preferences:	None
Sectors covered:	Healthcare; Media; Retail; Leisure; Support Services; Technology
Prospective AIM companies considered:	Startups: No
	Early stage: Yes, if profitability established
	Established: Yes
Transaction parameters (typical):	None particularly
Split of broking activities:	All Institutional investors
Underwriting facilities:	Can provide: Yes
	Can arrange: Yes

Other Activities
Equity Research and Distribution; Investment Banking; Market Making; Private Equity
Number of Directors & Executives engaged in:
AIM activities	Dir: 4
	Exec: 13
AIM-Listed Clients:
Advanced Medical Solutions; Dickinson Legg; Empire Interactive; K3 Business Technology; Plusnet; Sinclair Pharma
Other offices:
France, Germany, USA
Alexander David Securities Alfa Capital Holdings (Cyprus) Ltd Altium Capital Ambrian Partners Arbuthnot Securities Arden Partners Baird Beaumont Cornish Blue Oak Capital Blue Oar (formerly Corporate Synergy) BMO Capital Markets Brewin Dolphin Securities Canaccord Adams Capital International Ltd Carpe Diem Corporate Cenkos Channel Islands Ltd Cenkos Securities Charles Stanley Christows City Capital Securities Ltd Collins Stewart Collins Stewart (CI) Cornhill Asset Management Credit Lyonnais Securities Credit Suisse Daniel Stewart Davy Stockbrokers Dawnay Day Capitals Market Deutsche Bank Dolmen Dolmen Securities Dowgate Capital Advisers Dresdner Kleinwort Wasserstein Elara Capital Ellis Brokers (now a subsidiary of Dowgate Capital)

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Baird

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Other Activities

Number of Directors & Executives engaged in:

AIM-Listed Clients:

Other offices: