Smith & Williamson

Other Brokers

Contact:	Azhic Basirov; John Cowie
Address:	25 Moorgate London EC2R 6AY
Tel:	020 7131 4000
Website:	www.smith.williamson.co.uk
Email address:	azhic.basirov@smith.williamson.co.uk
Nominated Broker:	yes
Companies represented on first admission:	4
Number involved in new issue to raise funds:	12
Industry sector preferences:	None
In-house industry sector analysts:	No
Geographical preferences:	None
Sectors covered:	n/a
Prospective AIM companies considered:	Startups: No
	Early stage: Yes
	Established: Yes
Transaction parameters (typical):	None
Split of broking activities:	All institutional
Underwriting facilities:	Can provide: No
	Can arrange: No

Other Activities
Audit (reporting accountants); Corporate Finance; Private Banking & Investment; Taxation (corporate and personal) and pensions (corporate and personal)
Number of Directors & Executives engaged in:
AIM activities	Dir: 8
	Exec: 6
AIM-Listed Clients:
Green Dragon Gas; Hampden Underwriting; ID Data Group; Money Debt & Credit; Net B2B2; New Europe Property Investments; Quadrise Fuels International; RDF Group; Rethink Group; Value Catalyst Fund; Stagecoach Theatre Arts; Vycon Inc.; Wyndham York
Other offices:
n/a
Ocean Equities ODL Securities Old Park Lane Capital Orbis Equity Partners Oriel Securities Pacific Continental Securities Panmure Gordon Piper Jaffray Ltd RBC Capital Markets (Royal Bank of Canada) RBS Hoare Govett Religare Hichens Harrison (formerly Hichens Harrison) RMT S.P. Angel Schroder Salomon Smith Barney (Salomon Brothers UK Equity) Seymour Pierce SG Securities (London) Shore Capital Stockbrokers Simple Investments Smith & Williamson Speirs & Jeffrey St Helen's Capital Standard Bank Stockbrokers Ltd Strand Partners Sutherlands Ltd SVS Securities The Share Centre Throgmorton Street Capital Tilney Investment Management Tristone Capital UBS Investment Bank VSA Capital Walker, Crips, Weddle, Beck PLC Westwind Partners WH Ireland Wise Speke Ltd

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Smith & Williamson

Other Brokers

Other Activities

Number of Directors & Executives engaged in:

AIM-Listed Clients:

Other offices: