Novum Securities (formerly Bank Ora)

Other Brokers

Contact:	Micheal Brennan
Address:	Austin Friars House 2-6 Austin Friars London EC2N 2HD
Tel:	020 7562 4700
Website:	www.novumsecurities.com
Email address:	mbrennan@bankora.com
Companies represented on first admission:	n/a
Number involved in new issue to raise funds:	12
Industry sector preferences:	n/a
In-house industry sector analysts:	Yes
Geographical preferences:	n/a
Sectors covered:	Renewables; Sustainable Energy; IP based companies
Prospective AIM companies considered:	Startups: Yes
	Early stage: Yes
	Established: Yes
Transaction parameters (typical):	£5-m£20m
Split of broking activities:	100% institutional
Underwriting facilities:	Can provide: No
	Can arrange: Yes

Other Activities
n/a
Number of Directors & Executives engaged in:
AIM activities	Dir: n/a
	Exec: n/a
AIM-Listed Clients:
Avacta; Curidium Medica; Energetix; Oxford Advanced Surfaces; VPhase
Other offices:
n/a
Landsbanki Securities LCF Edmond de Rothschild Lehman Brothers Lewis Charles Securities Liberum Capital Loeb Aron & Company Marshall Securities Marwyn Capital Matrix Corporate Capital Merrill Lynch International Metropol (UK) Ltd Mirabaud Securities Morgan Stanley Natixis Bleichroeder NCB Stockbrokers Newland Stockbrokers Noble & Company Nomura Code Securities Novum Securities (formerly Bank Ora) Novus Capital Numis Ocean Equities ODL Securities Old Park Lane Capital Orbis Equity Partners Oriel Securities Pacific Continental Securities Panmure Gordon Piper Jaffray Ltd RBC Capital Markets (Royal Bank of Canada) RBS Hoare Govett Religare Hichens Harrison (formerly Hichens Harrison) RMT S.P. Angel Schroder Salomon Smith Barney (Salomon Brothers UK Equity)

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Novum Securities (formerly Bank Ora)

Other Brokers

Other Activities

Number of Directors & Executives engaged in:

AIM-Listed Clients:

Other offices: