King & Shaxson Capital

Other Brokers

Contact:	Nick Bealer
Address:	6th Floor Candlewick House 120 Cannon Street London EC4N 6AJ
Tel:	020 7426 5986
Website:	www.kingandshaxson.com
Email address:	nick.bealer@kasl.co.uk/maria.shields@kasl.co.uk
Companies represented on first admission:	5
Number involved in new issue to raise funds:	15
Industry sector preferences:	Small cap
In-house industry sector analysts:	No
Geographical preferences:	None
Sectors covered:	n/a
Prospective AIM companies considered:	Startups: Yes
	Early stage: Yes
	Established: No
Transaction parameters (typical):	£2-£20m
Split of broking activities:	80% Institutional/20% private investors
Underwriting facilities:	Can provide: No
	Can arrange: Yes

Other Activities
Asset Management; Corporate Bonds; Ethical Funds; Gilts; Money Markets; Plus Markets, UK Equities
Number of Directors & Executives engaged in:
AIM activities	Dir: 1
	Exec: 1
AIM-Listed Clients:
Ariana Resources; Beowulf Mining; Eurasia Mining; Peninsular Gold;
Other offices:
Intersuise-Australia; France; China; Phillip Capital; Singapore; Hong Kong, Indonesia; Japan; Malaysia; SRI Lanka; Thailand
GMP Securities Goodbody Corporate Finance Haywood Securities (UK) HB Corporate Hoodless Brennan HSBC Hybridan IAF Securities ING Bank Insinger de Beaufort Investec Investment Banking J&E Davy Jefferies Jermyn Capital Partners John East & Partners JP Morgan Cazenove KBC Peel Hunt Keith Bayley Rogers & Co King & Shaxson Capital Landsbanki Securities LCF Edmond de Rothschild Lehman Brothers Lewis Charles Securities Liberum Capital Loeb Aron & Company Marshall Securities Marwyn Capital Matrix Corporate Capital Merrill Lynch International Metropol (UK) Ltd Mirabaud Securities Morgan Stanley Natixis Bleichroeder NCB Stockbrokers Newland Stockbrokers

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King & Shaxson Capital

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Other Activities

Number of Directors & Executives engaged in:

AIM-Listed Clients:

Other offices: